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Building Code Reference

Got a CALGreen 4.504.1 correction?

Duct opening protection

For builders in California, Greater Seattle, the Las Vegas area, the Denver area and Kansas City · CrossBeam Permits

What this code requires, how to fix it, and how cities and counties review it

What this code requires

CALGreen 4.504.1 is the California Green Building Standards Code section that requires all duct openings and mechanical system openings to be covered during construction to prevent dust, debris, and construction particles from entering the HVAC system. The requirement applies to new residential construction and additions where ductwork is installed before occupancy. Any permit that includes new ductwork or air-handling equipment will hit this section if the plans do not include a note documenting how openings will be protected through the construction phase.

How to fix it

  1. Add a duct protection note to the mechanical sheet

    On your mechanical plan or the sheet containing the duct layout, add a note that reads: 'All duct openings and mechanical system openings shall be covered during construction to protect against contamination per CALGreen Section 4.504.1.' This note must appear on the set before the city will sign off. Keep it visible, not buried in small general notes at the edge of the page. If you use a standard notes block, add it as its own line item rather than folding it into a catch-all CALGreen compliance note.

  2. Add the same note to the general construction notes

    Reviewers check multiple sheets and not all of them pull the mechanical plan. Put the identical duct-protection note on your title sheet or general construction notes as well. When both sheets carry the note, there is no ambiguity about whether it was addressed. Duplicate notes are not a problem. A missing note is. If your office uses a standard CALGreen checklist sheet, confirm that 4.504.1 is explicitly checked off there too.

  3. Specify the covering method if the jurisdiction requires it

    Some cities want the specific method called out on the plans. The code accepts tape, plastic, sheet metal, or other methods acceptable to the enforcing agency, such as temporary caps or manufacturer-supplied plugs on boot openings. If your city's checklist asks for this level of detail, add a line to the note: 'Openings shall be covered with tape, plastic or sheet metal until final startup of the heating, cooling and ventilating equipment.' If the city's standard notes are silent on the method, the basic section citation is typically enough. Check the city's CALGreen residential checklist before your first submittal to confirm what level of detail they expect.

  4. Call out new boot cuts on remodel projects specifically

    On remodel permits, the flag often comes from new supply or return boot openings cut into existing ductwork. Your plan should label those new openings and include the protection note covering those specific locations. If you are adding three new boots to an existing system, the note should make clear that all three will be covered until the registers are installed and the system is ready to run. This is a common gap on partial HVAC remodel plans that otherwise handle existing equipment well.

  5. Coordinate with your HVAC sub before rough-in starts

    At inspection, a field inspector can write a correction if duct boots are open and dusty with no evidence they were protected. Talk to your HVAC sub before rough-in and confirm they know the requirement. Have them cap all boot openings as soon as they are cut. Inspectors are not looking for a specific brand of cap; they want to see openings not left exposed through drywall, texture, or other dusty trades. A quick walk-through before the inspector arrives takes five minutes and prevents a re-inspection fee.

  6. Mark the added note with a revision cloud on resubmittal

    When you resubmit after a duct-protection correction, mark the new note with a revision cloud and revision number. Some plan departments will bounce a resubmittal if the correction response is unclear about where the fix appears on the sheet. A revision cloud over the mechanical note, with a matching description in the response letter, closes the loop. Your response letter should say: 'CALGreen 4.504.1: duct protection note added to mechanical plan, Sheet M1, revision 2.' That is all it takes.

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Why you got flagged

Here's why plan-checkers flag this: the correction almost always comes down to one missing line on the mechanical or general notes sheet. The plan set shows the duct layout and equipment specs, but says nothing about protecting those openings while framing, drywall, and finish work happens around them. A reviewer reads through the mechanical schedule, sees no duct-protection note, and writes the correction.

The second scenario is a partial note that doesn't name a method. Something like 'contractor to protect ducts during construction' satisfies no one. The code wants confirmation that a specific action will happen: the openings will be covered. A note that passes says exactly that.

A third flag comes up on remodel permits where new supply or return boots are cut into existing ductwork. The plan shows the new boot locations but doesn't address what happens to those fresh openings before the registers go in. Drywall dust is a real problem here. Once it's in the duct system, you're cleaning filters or replacing equipment long after the job is done.

Finally, some contractors note the duct protection requirement on one sheet and not the other. If your mechanical plan shows it but the construction notes on the title sheet are silent, different reviewers check different sheets and one of them will flag it. The fix is the same note in both places.

The official code

CALGreen Part 11 Section 4.504.1 — Duct Opening Protection, California Building Standards Commission (DGS)

Read the source →

Common questions

Does CALGreen 4.504.1 apply to ADU projects?
Yes. ADUs with new HVAC ductwork are subject to CALGreen mandatory measures, which include 4.504.1. If your ADU permit includes a ducted system with supply and return runs, the duct protection note needs to appear on your mechanical plan and general notes. A detached ADU is treated as a new building for CALGreen compliance purposes, so there is no exemption based on size or accessory status. Junior ADUs inside the existing envelope may have a narrower scope, but if new ductwork is part of the permit, the note applies.
What exactly counts as covering a duct opening under 4.504.1?
The code requires that openings be covered; it does not mandate a specific product. In practice, any physical barrier that keeps construction dust and debris out is acceptable: temporary plastic caps snapped onto boot openings, tape-sealed plastic sheeting over trunk-line ends, or manufacturer-supplied plugs that come with register boot kits. The goal is that between rough-in and register installation, no open duct sits in an environment where drywall sanding or texture spray is happening. If a field inspector asks, you should be able to point to covered openings or explain that the system was sealed and cleaned immediately before final air balance.
Can I just write "per CALGreen requirements" on the plans instead of spelling it out?
No. A blanket compliance note does not satisfy 4.504.1 specifically. Plan-checkers are not required to interpret a note like 'all work per CALGreen Part 11' as covering duct protection. The reviewer will write a correction asking for explicit language. You need a note that names the section or clearly describes the requirement. The safest language is: 'All duct and mechanical openings shall be covered during construction per CALGreen Section 4.504.1.' That is one sentence and it closes the correction.
Does the duct protection note have to appear on a specific sheet?
Most plan departments want the note on the mechanical sheet, at minimum. Some also want it on the title sheet or general notes. If your city posts a CALGreen residential checklist, check whether they specify a sheet requirement. When in doubt, put the note in both places. Two locations is not over-documentation; it prevents a correction from a reviewer who only checked one sheet. Orange County cities including Anaheim, Irvine, and Huntington Beach all use CALGreen residential checklists that identify where required notes must appear.
What happens at inspection if my ducts were not actually covered during construction?
An inspector who finds open, dusty duct boots during rough or final inspection can write a correction and hold approval. If you have the plan note but the field work does not match, you may need to show that the system was cleaned before air balance, or provide photos from the construction phase. The plan note is required for permit approval. Actual compliance during construction is what the inspection confirms. If you are at the clean-up phase before inspection, cap all open boots before the inspector walks the site. A re-inspection fee for an open-duct finding is avoidable with one walk-through.
Does 4.504.1 apply when replacing an existing furnace and reconnecting existing ducts?
It depends on the scope. A straight equipment swap where existing ductwork is reconnected without opening new sections typically falls outside the new-duct-opening trigger. If the permit includes modifications to the duct system, new trunk lines, or new boot cuts, those new openings are subject to 4.504.1. When the scope is unclear, include the protection note anyway. It costs nothing to add and eliminates the correction. If a reviewer pushes back on applicability, you can note the limited scope in your response letter and ask the city to confirm.

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